| Executive Management – APM is guided by a team of hedge fund and mutual fund industry veterans who have built our service offering from needs observed over decades in this business. |
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| Senior Operations Management –These experienced and senior employees guide the operational departments of APM and facilitate training within their teams. |
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| Business Development – This team consults with prospective clients on all issues encountered when launching a fund or changing administrators and talks through the specifics of whether APM would be a good fit. They also tell the “APM Story” around the country and interface with our many colleagues in the hedge fund industry. |
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| Fund Administration – Our fund administrators are the “faces” of APM. Each client is assigned an administrator that is their primary point of contact for all interactions with APM. They use GLASS to create fund-level reports for managers and participant-level reports that are uploaded to fundnumbers.com, our investor reporting web site. Fund Administrators acquire securities portfolio data from our Portfolio Accounting Team and information about capital flows from either the fund manager or the Investor Services department. |
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| Portfolio Accounting – This team specializes in the processing of securities transactions, corporate actions and the pricing of the funds assets. The Portfolio Accountants use the MFACT portfolio accounting system, an industry leading fully integrated multi-currency portfolio accounting system. This team provides reports to the Fund Admin Team and will interact on occasion with the fund manager and the fund’s brokers. |
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| Transition Team – This team of senior and experienced staff is responsible for reviewing a fund’s offering documents, initial set up of the fund in our systems and producing the first monthly report. Once the fund is determined to be running smoothly, the fund is transferred to the Fund Administration team. |
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| Audit, Tax and Internal Control – The members of this team are senior staff and specialized accountants who prepare the tax and audit schedules that support a fund’s annual audit and tax reporting. This team also performs a number of quality control and internal control functions. |
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| Transfer Agency – This team provides investor/shareholder recordkeeping for both domestic and offshore funds. Such services include the vetting of investors in compliance with the USA Patriot ACT and appropriate anti-money laundering procedures, processing investor contributions and redemptions and maintaining the investor/shareholder registers. |
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| General Support – This team inlcudes general office staff and human resources. |
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| Information Technology – Several members of the parent ALPS IT team are primarily assigned to supporting APM software such as GLASSSM and fundnumbers.com. |
